Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andy? Claim Your ProfileAndy Koko Cheng is a financial advisor with Charles Schwab & CO., Inc. Andy has been in the financial industry since December 2008, and has a broad range of experience in the field. Andy is registered in California as a broker-dealer and an investment advisor. Andy is also registered as a broker-dealer in several other states. Andy is committed to providing clients with personalized financial advice and guidance. Andy is a Series 7 and Series 63 license holder. Andy has a Series 9 and Series 10 licenses. Andy is a strong advocate for individual investors. Andy is committed to helping investors of all levels reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
11/10/2021 - Present
Charles Schwab & CO., Inc. (Arcadia CA)
CA
01/15/2021 - 10/20/2021
CETERA INVESTMENT SERVICES LLC (CITY OF INDUSTRY CA)
CA
02/06/2017 - 01/11/2021
TD AMERITRADE, INC. (PASADENA CA)
CA
04/16/2015 - 01/23/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ARCADIA CA)
CA
11/12/2008 - 04/08/2015
SCOTTRADE, INC. (CERRITOS CA)
IA
Issued 05/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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