Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andy? Claim Your ProfileAndy Yu is a financial advisor with over 20 years of experience in the industry. Andy is currently registered with Ni Advisors, a financial advisory firm based in Arcadia, CA. Andy has held previous positions with ING Financial Partners, Inc. Andy holds both Series 6 and Series 63 licenses, as well as the SIE exam. Andy works with individual clients and offers a variety of services, including financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Share fees with third party asset managers
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2
CA
01/14/2010 - Present
NI Advisors (ARCADIA CA)
CA
10/02/1996 - 11/30/2009
ING FINANCIAL PARTNERS, INC. (ARCADIA CA)
BC
Issued 09/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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