Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andy? Claim Your ProfileAndy Erler has been in the financial services industry since 1988. Currently, Andy is registered with Country Capital Management Co., a firm based in Frankfort, IL. Andy holds a Series 6, Series 63, and SIE license and is licensed to conduct business in Illinois, Indiana, and Arizona. Previously, Andy was registered with AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, MONY Securities Corp., MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/24/2000 - Present
Country Capital Management Co. (Frankfort IL)
NY
06/27/1996 - 06/30/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/27/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
09/22/1995 - 01/24/1996
MONY SECURITIES CORP. (NEW YORK NY)
MA
04/12/1988 - 08/07/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/12/1988 - 08/07/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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