Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andy? Claim Your ProfileAndy Rubio is a registered representative and investment advisor representative with J.P. Morgan Securities LLC. Andy has been in the industry since April 1, 2016. Andy has held prior positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, NYLIFE Securities LLC, HSBC Securities (USA) Inc., and J.P. Morgan Securities LLC. Andy's current registrations are with the states of New York and Texas. Andy has successfully completed Series 6, 63, 66, 7TO and SIE exams. Andy specializes in investments for individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and other labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/23/2022 - Present
J.p. Morgan Securities LLC (HEMPSTEAD NY)
NY
10/29/2019 - 06/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAYSIDE NY)
NY
11/19/2018 - 10/24/2019
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
07/27/2016 - 11/17/2017
HSBC SECURITIES (USA) INC. (JACKSON HEIGHTS NY)
NY
02/09/2015 - 06/23/2016
J.P. MORGAN SECURITIES LLC (GLENDALE NY)
BOTH
Issued 01/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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