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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Zachary Lofton is a financial advisor at Cetera Investment Advisers LLC. Andrew has been in the industry since December 17, 2016. Andrew is registered with the state of Tennessee as an Investment Advisor Representative. Andrew has also previously been employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, where Andrew was registered as a broker-dealer and an investment advisor representative. Andrew has successfully passed the Series 66, Series 7, Series 9 and Series 10 exams. Andrew specializes in portfolio management for individuals, financial planning, selection of other advisors, and educational seminars. Cetera Investment Advisers LLC is a registered investment advisor with the SEC. The firm's main office is located in Schaumburg, Illinois. The firm's areas of expertise are portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
02/25/2022 - Present
Cetera Investment Advisers LLC (FRANKLIN TN)
TN
12/13/2016 - 02/16/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRANKLIN TN)
BOTH
Issued 2/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/20/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/27/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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