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Andrew Youngjun Kwak

Clear Street LLC

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About Andrew Youngjun Kwak

Andrew Kwak is a financial advisor with over 20 years of experience in the industry. Andrew is currently registered with Clear Street LLC. Andrew has a strong track record of success in helping clients reach their financial goals. Andrew holds Series 7, 24, 55, 57TO, and SIE licenses and is registered in several states.

Firm Information

Andrew Kwak is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Kwak’s Registration & Firm History

NY

07/21/2022 - Present

Clear Street LLC (NEW YORK NY)

NY

07/22/2010 - 07/27/2022

LEK SECURITIES CORPORATION (NEW CITY NY)

CA

11/22/2004 - 10/23/2009

ETECH SECURITIES, INC. (LOS ANGELES CA)

NY

06/06/2001 - 12/17/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

CA

09/17/1999 - 06/28/2001

HANMI SECURITIES, INC. (LOS ANGELES CA)

CA

02/20/1998 - 09/21/1999

SHORELINE TRADING GROUP LLC (EL SEGUNDO CA)

CA

03/14/1997 - 05/03/1999

HANMI SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 02/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/12/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

L

Long-Term Stock Exchange, Inc.

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Andrew Youngjun Kwak. Review regulatory record here.
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