Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Yorisato Wasa is a registered representative with Focus Investment Advisors, Inc. based in Solana Beach, CA. Andrew has been in the financial services industry since 1985 and holds multiple licenses including Series 7, 24, 63 and 66. He is also a registered investment advisor and works with both individual and institutional clients. The firm manages assets for individuals, pension plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/05/2012 - Present
Focus Investment Advisors, Inc. (SOLANA BEACH CA)
CA
02/26/2010 - 10/04/2011
GIRARD SECURITIES, INC. (ENCINITAS CA)
CA
02/08/2006 - 03/26/2010
SECURITIES AMERICA, INC. (ENCINITAS CA)
CA
10/31/2005 - 02/17/2006
AIG FINANCIAL ADVISORS, INC. (ENCINITAS CA)
AZ
07/27/1988 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
04/02/1985 - 08/05/1988
FIRST AFFILIATED SECURITIES, INC.
NA
11/21/1984 - 02/04/1985
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 09/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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