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Andrew Wondoc Pak

Mizuho Securities USA LLC

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About Andrew Wondoc Pak

Andrew Wondoc Pak has been a registered representative in the securities industry since 2002. Andrew is currently employed by Mizuho Securities USA LLC and is registered in all 50 states. Andrew was previously employed by Goldman, Sachs & Co. from 2002 to 2012. Andrew holds the Series 3, 7, 63, and SIE exams.

Firm Information

Andrew Pak is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Andrew Pak’s Registration & Firm History

NY

05/14/2013 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

10/01/2002 - 10/04/2012

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/17/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2005

Series 3 - National Commodity Futures Examination

BC

Issued 09/30/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Wondoc Pak.
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