Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Winchester is a financial advisor with Morgan Stanley. Andrew has been working in the financial industry since 2002. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and has licenses for Series 6, 7, 22, 63, and 65 exams. Andrew has experience with a variety of investment products and services, including stocks, bonds, mutual funds, and variable annuities. Andrew is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals. Andrew has worked at a number of other financial institutions, including Wells Fargo Clearing Services, LLC and J.P. MORGAN SECURITIES LLC. Andrew is a member of the board of directors of the Wolf Museum of Explorartion and Innovation (MOXI). Andrew has a deep commitment to the Santa Barbara community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/05/2024 - Present
Morgan Stanley (Santa Barbara CA)
CA
11/18/2020 - 10/26/2023
J.P. MORGAN SECURITIES LLC (Santa Barbara CA)
CA
04/29/2014 - 11/17/2020
WELLS FARGO CLEARING SERVICES, LLC (SANTA BARBARA CA)
NA
12/20/1984 - 01/31/1995
EMPIRE SECURITIES CORPORATION OF SOUTHERN CALIFORNIA
NA
12/23/1986 - 01/04/1988
INVESTORS RETIREMENT & MANAGEMENT CORPORATION
BC
Issued 06/02/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/10/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/19/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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