Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Behm is a financial professional with over 27 years of experience in the securities industry. Andrew has a Series 6, 7, 63, and 65 license. Andrew works as an Investment Advisor Representative at Osaic Wealth, Inc., and previously worked at Signator Investors, Inc., Linsco/Private Ledger Corp., and WS Griffith Securities, Inc. Andrew is registered to provide investment advisory services in Alabama, Arizona, Arkansas, Colorado, District of Columbia, Florida, Georgia, Illinois, Kansas, Maine, Maryland, Massachusetts, Michigan, Minnesota, North Carolina, Ohio, South Carolina, Tennessee, Texas, Utah, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
01/09/2019 - Present
Osaic Wealth, Inc. (SOUTHFIELD MI)
MI
09/22/2005 - 11/02/2018
SIGNATOR INVESTORS, INC. (SOUTHFIELD MI)
SC
05/27/2004 - 09/19/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
03/07/1997 - 06/09/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
Issued 09/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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