Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Willis Norton is a financial advisor with J.P. Morgan Securities LLC, where Andrew has been registered since October 1, 2012. Andrew has been in the financial services industry since January 20, 2009. Prior to joining J.P. Morgan Securities LLC, Andrew worked at Chase Investment Services Corp. and Morgan Stanley Smith Barney. Andrew holds Series 66, SIE, Series 31, and Series 7 licenses. Andrew is registered in Arizona, Colorado, Illinois, Maine, Minnesota, New Jersey, Tennessee, and Texas. Andrew specializes in providing financial advice to individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (GRAND PRAIRIE TX)
TX
09/30/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MANSFIELD TX)
TX
12/03/2010 - 09/09/2011
MORGAN STANLEY SMITH BARNEY (ARLINGTON TX)
TX
09/16/2008 - 08/17/2010
WADDELL & REED, INC. (ARLINGTON TX)
BOTH
Issued 10/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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