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Andrew Willis McGowin

Fidelity Brokerage Services LLC

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About Andrew Willis McGowin

Andrew Willis McGowin is a financial advisor with Fidelity Brokerage Services LLC. Andrew has been in the securities industry since June 15, 2016. Andrew has a Series 6, 7, 9, 10 and 63 license and is registered in 53 states. Prior to joining Fidelity, Andrew worked at Northwestern Mutual Investment Services, LLC in Jacksonville, Florida.

Firm Information

Andrew McGowin is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew McGowin’s Registration & Firm History

FL

12/12/2016 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

FL

04/09/2016 - 10/04/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 06/02/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/22/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/06/2018

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2016

Series 7 - General Securities Representative Examination

BC

Issued 04/09/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Willis McGowin.
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