Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Whalen is an investment advisor representative registered with Equitable Advisors, LLC. Andrew has been in the financial industry since 1983 and has been associated with Equitable Advisors since 1999. Andrew has a strong track record of providing financial guidance and portfolio management services to individuals, businesses, and charitable organizations. Andrew holds a variety of licenses and certifications, including Series 7, Series 63, Series 24, Series 4, Series 53, and Series 65. Andrew has experience working with clients of all ages and levels of wealth, and is dedicated to providing personalized financial planning and investment solutions. Equitable Advisors is a leading financial services firm offering investment, insurance, and retirement planning solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/20/2020 - Present
Equitable Advisors, LLC (SYRACUSE NY)
NY
03/27/1986 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
03/25/1983 - 02/19/1986
M. GRIFFITH LOCKE INVESTMENT SERVICES INC.
IA
Issued 05/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/04/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/04/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Whalen is the right advisor for you? Invested Better is here to help.
