Unclaimed
Andrew Hawes is a securities professional with experience in the financial industry. Andrew is registered with Btig, LLC and has been actively involved in the industry since 2021. Andrew holds the Series 57TO and SIE licenses. Andrew's professional experience includes a focus on trading activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/09/2021 - Present
Btig, LLC (SAN FRANCISCO CA)
BC
Issued 02/09/2021
Series 57TO - Securities Trader Exam
BC
Issued 11/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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