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Andrew William Kline

Stonehaven, LLC

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About Andrew William Kline

Andrew Kline is a financial professional with over 16 years of experience in the industry. Andrew is currently registered with Stonehaven, LLC, a firm that is active in the broker-dealer space. Andrew previously worked for RAINMAKER SECURITIES, LLC and GROWTH CAPITAL SERVICES, INC. Andrew holds the Series 7, Series 63 and SIE licenses. Andrew is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Andrew Kline is currently registered with Stonehaven, LLC. Stonehaven, LLC is a Limited Liability Company formed in October 2001 and is registered in all 50 states and the District of Columbia. They have one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Kline’s Registration & Firm History

NY

06/03/2020 - Present

Stonehaven, LLC (NEW YORK NY)

CA

01/07/2013 - 06/03/2020

RAINMAKER SECURITIES, LLC (Santa Monica CA)

CA

06/30/2006 - 12/04/2012

GROWTH CAPITAL SERVICES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 01/29/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Andrew William Kline. Review regulatory record here.
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