Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Humble is a financial advisor who has been in the industry since 1995. Andrew is currently registered with Cohen & Steers Securities, LLC. Prior to joining Cohen & Steers Securities, LLC, Andrew was employed at Old Mutual Investment Partners, OppenheimerFunds Distributor, Inc. and Calamos Financial Services, Inc.. Andrew holds Series 63, 65, 66 and 7 securities licenses as well as the SIE exam. Andrew is licensed in Illinois, Minnesota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/25/2009 - Present
Cohen & Steers Securities, LLC (NEW YORK NY)
MA
06/26/2006 - 07/27/2009
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
NY
05/20/2004 - 06/03/2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IL
06/22/1994 - 01/12/2004
CALAMOS FINANCIAL SERVICES, INC. (NAPERVILLE IL)
MI
11/09/1993 - 03/10/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 06/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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