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Andrew William Gerber

Axos Clearing LLC

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About Andrew William Gerber

Andrew Gerber is a registered representative with Axos Clearing LLC. Andrew has been in the industry since November 13, 2007. He has a Series 66 license and a Series 7 license. Andrew has been registered in Nebraska since June 5, 2024. Andrew previously worked at CHARLES SCHWAB & CO., INC. from July 26, 2021, to May 6, 2024, and at TD AMERITRADE, INC. from October 15, 2007, to December 31, 2023.

Firm Information

Andrew Gerber is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Gerber’s Registration & Firm History

NE

06/05/2024 - Present

Axos Clearing LLC (Omaha NE)

NE

07/26/2021 - 05/06/2024

CHARLES SCHWAB & CO., INC. (Omaha NE)

CA

10/15/2007 - 12/31/2023

TD AMERITRADE, INC. (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 03/22/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew William Gerber.
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