Unclaimed
Andrew Gerber is a registered representative with Axos Clearing LLC. Andrew has been in the industry since November 13, 2007. He has a Series 66 license and a Series 7 license. Andrew has been registered in Nebraska since June 5, 2024. Andrew previously worked at CHARLES SCHWAB & CO., INC. from July 26, 2021, to May 6, 2024, and at TD AMERITRADE, INC. from October 15, 2007, to December 31, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
06/05/2024 - Present
Axos Clearing LLC (Omaha NE)
NE
07/26/2021 - 05/06/2024
CHARLES SCHWAB & CO., INC. (Omaha NE)
CA
10/15/2007 - 12/31/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
BOTH
Issued 03/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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