Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew William Capitman is a securities professional with over 30 years of experience in the industry. Andrew is currently registered with Kroll Securities LLC in New York. Prior to that, Andrew was registered with GCP Securities, LLC and GCP Securities, Inc. Andrew is also registered with FINRA and holds Series 7, Series 24, Series 63, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/11/2007 - Present
Kroll Securities LLC (NEW YORK NY)
NY
06/06/2012 - 12/12/2013
GCP SECURITIES, LLC (NEW YORK NY)
NY
07/13/2011 - 06/06/2012
GCP SECURITIES, INC. (NEW YORK NY)
NY
12/17/2004 - 09/14/2007
BNY CAPITAL MARKETS INC. (NEW YORK NY)
CT
04/28/2004 - 10/30/2004
SKYWORKS SECURITIES, LLC (GREENWICH CT)
NY
08/25/1998 - 03/04/2004
FIELDSTONE SERVICES CORP. (NEW YORK NY)
NY
11/29/1994 - 09/15/1998
FIELDSTONE PRIVATE CAPITAL GROUP, L.P. (NEW YORK NY)
NA
03/26/1993 - 11/12/1994
DOUGHERTY CAPITMAN & CO., INC.
BC
Issued 02/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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