Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew William Capaccio is a financial professional with over 20 years of experience in the industry. Andrew is currently registered with New York Life Investment Management LLC as an Investment Adviser Representative and has a Series 6, 7, 63, and 65 licenses. Prior to his current role, Andrew worked with Quasar Distributors, LLC in Portland, ME and BlackRock Investments, Inc. in New York, NY. Andrew holds several specializations including portfolio management for individuals, investment companies, pooled investment vehicles, and businesses. Andrew's experience spans various investment areas and he works with clients to develop customized financial strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/28/2021 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
ME
07/29/2003 - 10/04/2004
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
03/24/2000 - 06/25/2003
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
IA
Issued 05/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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