Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Whitfield Phillips is a financial advisor with over 20 years of experience in the financial services industry. Andrew is currently registered with Invesco Distributors, Inc. and has held previous registrations with OppenheimerFunds Distributor, Inc., Primevest Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Charles Schwab & Co., Inc. Andrew is licensed to provide investment advice in all states of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
05/25/2019 - Present
Invesco Distributors, Inc. (ATLANTA GA)
CO
01/31/2003 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
MN
06/24/2002 - 07/31/2002
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
06/09/2000 - 07/21/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
02/21/1996 - 07/06/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 02/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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