Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Whitacre Smith is a financial advisor with over 11 years of experience in the industry. Andrew Whitacre Smith is registered with J.P. Morgan Securities LLC and holds Series 3, 7, 9, 10, 65, and 66 licenses. Andrew Whitacre Smith has previously worked with Goldman Sachs & Co. LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Andrew Whitacre Smith is also a Certified Financial Planner and a Chartered Financial Analyst. Andrew Whitacre Smith specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
08/21/2023 - Present
J.p. Morgan Securities LLC (Tampa FL)
FL
03/05/2019 - 09/06/2023
GOLDMAN SACHS & CO. LLC (MIAMI FL)
FL
01/21/2015 - 03/01/2019
J.P. MORGAN SECURITIES LLC (TAMPA FL)
FL
09/24/2012 - 01/02/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAMPA FL)
IA
Issued 07/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/13/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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