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Andrew Weinstein

Purshe Kaplan Sterling Investments

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About Andrew Weinstein

Andrew Weinstein is a financial advisor in Parsippany, NJ. Andrew has been in the financial industry since August 18, 1991. Andrew currently works for Purshe Kaplan Sterling Investments, a firm headquartered in Parsippany, NJ. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in New Jersey. Previously, Andrew worked for Summit Equities, Inc., Morgan Stanley DW Inc., Quest Capital Strategies, Inc., Cadaret, Grant & Co., Inc., PaineWebber Incorporated, Financial Network Investment Corporation, Pennsylvania Securities Company and American Express Financial Advisors Inc. Andrew holds licenses for Series 7, Series 31, Series 63, and Series 65.

Firm Information

Andrew Weinstein is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Weinstein’s Registration & Firm History

NJ

09/19/2018 - Present

Purshe Kaplan Sterling Investments (Parsippany NJ)

NJ

11/09/2009 - 09/21/2018

SUMMIT EQUITIES, INC. (PARSIPPANY NJ)

NJ

08/01/2006 - 01/09/2009

SUMMIT EQUITIES, INC. (PARSIPPANY NJ)

NY

08/27/2003 - 11/02/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

CA

12/12/2002 - 08/28/2003

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

NY

06/13/2000 - 12/31/2000

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NJ

03/11/1998 - 04/05/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

02/17/1998 - 03/11/1998

PAINEWEBBER INCORPORATED

CA

05/23/1989 - 02/18/1998

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NA

04/25/1988 - 05/23/1989

PENNSYLVANIA SECURITIES COMPANY

NA

10/20/1987 - 03/08/1988

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

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Licenses & Designations

IA

Issued 04/17/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/16/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Weinstein.
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