Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Wedderburn-maxwell is a financial professional with over 14 years of experience in the industry. Andrew is currently registered with Foreside Fund Services, LLC and has been registered with various other firms throughout their career, including WELLS FARGO SECURITIES, LLC, MUFG SECURITIES AMERICAS INC., and CITIGROUP GLOBAL MARKETS INC. Andrew holds several licenses and certifications, including Series 7, Series 63, Series 52TO, Series 6TO, Series 22TO, Series 79TO, Series 82TO, and Series 99TO. Andrew has extensive experience in various financial markets and products, including investment banking, municipal securities, direct participation programs, and investment company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/13/2023 - Present
Foreside Fund Services, LLC (New York NY)
NY
08/13/2021 - 08/09/2023
WELLS FARGO SECURITIES, LLC (New York NY)
NY
07/03/2018 - 06/09/2021
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
10/19/2017 - 07/11/2018
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
11/08/2016 - 10/25/2017
BEECH HILL SECURITIES, INC. (NEW YORK NY)
NY
06/16/2011 - 07/28/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/07/2009 - 04/28/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 12/10/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/12/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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