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Andrew Wayne Raczkowski

National Financial Services LLC

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About Andrew Wayne Raczkowski

Andrew Raczkowski is a financial advisor with National Financial Services LLC. Andrew has been in the industry since April 12, 2000. Andrew is currently registered with FINRA. Andrew holds the Series 6, Series 7, and Series 63 licenses. Andrew is also a registered representative of National Financial Services LLC. Andrew has worked for several other firms in the past, including Fidelity Brokerage Services LLC and PaineWebber Incorporated.

Firm Information

Andrew Raczkowski is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Raczkowski’s Registration & Firm History

RI

03/26/2018 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

03/22/2011 - 02/14/2018

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

01/04/2010 - 02/28/2011

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

11/30/2001 - 12/11/2008

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

RI

09/10/1998 - 05/05/2000

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NJ

11/10/1997 - 08/10/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

RI

05/28/1997 - 11/10/1997

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 06/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1999

Series 7 - General Securities Representative Examination

BC

Issued 05/27/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Wayne Raczkowski.
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