Unclaimed
Andrew Warren Shell is an Investment Banking Registered Representative with Houlihan Lokey Capital, Inc., based out of Atlanta, GA. Andrew has been working in the securities industry since December 1, 2011. Andrew has passed the General Securities Representative Examination (Series 7), the Investment Banking Registered Representative Examination (Series 79), the Securities Industry Essentials Examination (SIE), and the Uniform Securities Agent State Law Examination (Series 63). Andrew is registered with FINRA and the state of Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
05/23/2016 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
GA
10/26/2011 - 04/15/2016
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 12/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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