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Andrew Warren Gaughan

Nylife Distributors LLC

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About Andrew Warren Gaughan

Andrew Warren Gaughan is a financial professional with Nylife Distributors LLC. Andrew has passed the Series 6TO and SIE exams and is registered with FINRA. Andrew is located in Leawood, KS.

Firm Information

Andrew Gaughan is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Gaughan’s Registration & Firm History

KS

06/10/2024 - Present

Nylife Distributors LLC (LEAWOOD KS)

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Licenses & Designations

BC

Issued 06/10/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/13/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Warren Gaughan.
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