Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Ward is a financial advisor at LPL Financial LLC. Andrew has been in the financial services industry since 2016 and is registered with the state of New York. Andrew holds Series 6, 7, 63, and 66 securities licenses and has passed the SIE exam. Andrew is also a Certified Financial Planner. Andrew has experience working at several other firms including American Portfolios Financial Services, Inc., ESL Investment Services, LLC, and Key Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (CANANDAIGUA NY)
NY
08/28/2019 - 01/31/2020
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (ROCHESTER NY)
NY
10/31/2018 - 08/16/2019
LPL FINANCIAL LLC (ROCHESTER NY)
NY
11/27/2018 - 08/07/2019
ESL INVESTMENT SERVICES, LLC (ROCHESTER NY)
NY
09/21/2016 - 09/14/2018
KEY INVESTMENT SERVICES LLC (ROCHESTER NY)
NY
02/04/2016 - 09/21/2016
LPL FINANCIAL LLC (WEBSTER NY)
BOTH
Issued 03/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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