Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Halliday is a financial professional with over 27 years of experience in the industry. Andrew Walter Halliday is currently registered with Northwestern Mutual Investment Services, LLC in New Hartford, NY and is licensed to offer investment advice in several states. Andrew Walter Halliday is a licensed general securities representative and investment advisor representative, holding licenses in New York, Connecticut, Florida, Georgia, New Jersey, Oregon, and Vermont. Andrew Walter Halliday has previously been registered with several other firms, including USLIFE Equity Sales Corp., Halliday Financial, LLC, Delta Securities Company LLC, and Mid-Market Securities, LLC. Andrew Walter Halliday has also held several principal licenses, including Series 4, Series 53, Series 51, and Series 24. Andrew Walter Halliday is a dedicated financial professional committed to providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
12/21/2022 - Present
Northwestern Mutual Investment Services, LLC (NEW HARTFORD NY)
NY
01/11/2017 - 12/04/2017
MID-MARKET SECURITIES, LLC (NEW YORK NY)
FL
04/16/2016 - 10/24/2016
DELTA SECURITIES COMPANY LLC (ORLANDO FL)
NY
10/30/1993 - 01/25/2016
HALLIDAY FINANCIAL, LLC (ALBANY NY)
NY
01/18/1993 - 10/22/1993
USLIFE EQUITY SALES CORP. (NEW YORK NY)
BC
Issued 12/09/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/01/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/2012
Series 4 - Registered Options Principal Examination
BC
Issued 08/21/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/26/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/29/1994
Series 24 - General Securities Principal Examination
BC
Issued 11/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/12/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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