Unclaimed
Andrew Fischer is a financial advisor with RBC Capital Markets, LLC. Andrew is a registered investment advisor, and has over 30 years of experience in the financial services industry. Andrew has a Series 65, Series 63, Series 10, Series 9, Series 8, Series 7, Series 31, Series 3 and SIE license. Andrew has worked at RBC Capital Markets, LLC since March 2009. Andrew was previously employed at Ferris, Baker Watts, LLC, AMEV Investors, Inc., Dean Witter Reynolds Inc., and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WV
03/13/2009 - Present
RBC Capital Markets, LLC (HUNTINGTON WV)
WV
05/25/1993 - 03/13/2009
FERRIS, BAKER WATTS, LLC (HUNTINGTON WV)
MN
09/09/1989 - 01/22/1990
AMEV INVESTORS, INC. (OAKDALE MN)
NY
12/09/1987 - 07/12/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/17/1985 - 12/16/1987
E. F. HUTTON & COMPANY INC
IA
Issued 01/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/20/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrew Fischer is the right advisor for you? Invested Better is here to help.