Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Wage Bisset is a financial professional with over 17 years of experience in the industry. Andrew currently works at Smbc Nikko Securities America, Inc. Andrew has previously worked at Goldman Sachs & Co. LLC, UBS Securities LLC, Barclays Capital Inc. and Lehman Brothers Inc. Andrew holds Series 7, 24, 63, 79TO and SIE licenses. Andrew is registered in all 50 states for securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
09/12/2018 - 12/13/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
10/29/2008 - 09/05/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 10/15/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/22/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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