Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Dupont is a financial advisor with Vanguard Advisers, Inc. with over 20 years of experience in the industry. Andrew is a CERTIFIED FINANCIAL PLANNER™ professional and has a Series 7, 9, 10, 63 and 66 license. Andrew's previous firms include TD AMERITRADE, INC., H.J. MEYERS & CO., INC. and FIRST TITAN FINANCIAL CORP. Andrew holds a current registration with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/27/2023 - Present
Vanguard Advisers, Inc. (Plano TX)
TX
05/26/1998 - 01/11/2021
TD AMERITRADE, INC. (FRISCO TX)
NY
01/27/1998 - 03/02/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
TX
10/03/1997 - 12/08/1997
FIRST TITAN FINANCIAL CORP. (ARLINGTON TX)
BC
Issued 02/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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