Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Waddington is a financial advisor with Mizuho Securities USA LLC. Andrew has been in the securities industry since 2011 and is currently registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Andrew holds the Series 7, 24, 63, 79, and SIE licenses. Andrew is also registered as a broker-dealer in all 50 states, the District of Columbia, and Puerto Rico. Prior to joining Mizuho Securities USA LLC, Andrew was with RBS Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/16/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
03/03/2011 - 04/16/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 06/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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