Unclaimed
Andrew Fronek is a financial advisor with Ameriprise Financial Services, LLC and has been in the industry since August 4, 2000. Andrew has a Series 7, Series 63, and Series 66 license and is also a Certified Financial Planner. Andrew has extensive experience in the industry, having worked with a number of firms, including U.S. Bancorp Piper Jaffray Inc., PLANCO Financial Services, LLC, QUASAR DISTRIBUTORS, LLC, ALLSTATE FINANCIAL SERVICES, LLC, and AMERICAN ENTERPRISE INVESTMENT SERVICES INC. Andrew is licensed to provide advisory services in 51 states, including Minnesota where he has been registered since June 22, 2011. Ameriprise Financial Services, LLC is a large firm with over $1 trillion in assets under management and provides a wide range of financial services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/16/2013 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MN
02/18/2022 - 12/14/2023
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
10/22/2009 - 06/02/2011
ALLSTATE FINANCIAL SERVICES, LLC (WAYZATA MN)
CT
04/05/2005 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
ME
11/08/2004 - 12/31/2004
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
08/01/1997 - 12/31/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 01/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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