linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew Vincent Rich

Nationwide Investment Services Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew Vincent Rich

Andrew Rich is a financial advisor with Nationwide Investment Services Corp. in Columbus, Ohio. Andrew has been in the financial services industry since 2002, working in various roles for firms including Vision 4 Fund Distributors, LPL Financial, AIG Capital Services, and Sun Life Financial Distributors. Andrew has a wide range of experience in the industry and holds several licenses, including Series 7, Series 63, and Series 6.

Firm Information

Andrew Rich is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Rich’s Registration & Firm History

OH

06/05/2023 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

AZ

10/04/2021 - 05/15/2023

VISION 4 FUND DISTRIBUTORS (SCOTTSDALE AZ)

CA

07/01/2021 - 10/05/2021

LPL FINANCIAL LLC (DANVILLE CA)

NJ

01/20/2012 - 04/28/2021

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

MA

02/29/2008 - 12/31/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

CT

02/08/2005 - 02/26/2008

PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)

NM

08/29/2002 - 12/31/2003

TALBOT FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)

MN

01/14/2002 - 07/02/2002

USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)

NJ

02/22/2001 - 12/21/2001

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

Not sure if Andrew Vincent Rich is right for you?

Licenses & Designations

BC

Issued 11/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Vincent Rich.
Not sure if Andrew Vincent Rich is right for you?