Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Ugenti is a financial professional with over 12 years of experience in the securities industry. Andrew has a strong track record of success in the industry and is currently registered with Cantor Fitzgerald & Co. in New York and Iselin, NJ. Andrew holds the Series 7, 55, 63, 57TO, 99TO, and SIE securities licenses. Andrew has extensive experience in trading and operations, making Andrew an ideal choice for investors seeking guidance and support in these areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/10/2011 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
BC
Issued 06/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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