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Andrew Tyler Stein

FTP Securities LLC

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About Andrew Tyler Stein

Andrew Tyler Stein is a financial advisor with FTP Securities LLC, located in Miami Beach, FL. Andrew Stein has been a registered representative since 2017. Andrew has a Series 7, 63, 7TO, 87, and SIE. Andrew Stein was previously with Goldman Sachs & Co. LLC in New York, NY.

Firm Information

Andrew Stein is currently registered with FTP Securities LLC. FTP Securities LLC is a Limited Liability Company that was formed on June 5, 2003. The firm is registered in all 50 states, as well as Puerto Rico and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Stein’s Registration & Firm History

FL

05/01/2024 - Present

FTP Securities LLC (Miami Beach FL)

NY

09/01/2017 - 11/13/2019

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/15/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2024

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/01/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/26/2024

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Tyler Stein.
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