Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Tuthill is a financial professional with over 25 years of experience in the financial services industry. Andrew is currently registered with J.P. Morgan Securities LLC in New York, NY. Previously, Andrew was a registered representative with FORGE MARKETS LLC, SCENIC ADVISEMENT, JONESTRADING, THOMAS WEISEL PARTNERS LLC, UBS FINANCIAL SERVICES INC., UBS SECURITIES LLC, J.P. MORGAN SECURITIES INC., and HAMBRECHT & QUIST LLC. Andrew holds a variety of securities licenses, including Series 7, 24, 55, 57TO, and 79TO. Andrew is also registered with the state of California and 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/24/2020 - Present
J.p. Morgan Securities LLC (New York NY)
CA
05/30/2019 - 07/01/2020
FORGE MARKETS LLC (San Francisco CA)
CA
07/21/2017 - 04/16/2019
SCENIC ADVISEMENT (SAN FRANCISCO CA)
CA
06/14/2010 - 06/06/2017
JONESTRADING (MILL VALLEY CA)
CA
07/30/2007 - 05/07/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NJ
07/26/2002 - 05/15/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
03/25/2002 - 05/15/2007
UBS SECURITIES LLC (STAMFORD CT)
NY
02/01/2000 - 03/22/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/23/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
11/19/1997 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
CA
08/30/1995 - 04/15/1997
VOLPE, WELTY & COMPANY L.L.C. (SAN FRANCISCO CA)
CA
09/16/1994 - 08/11/1995
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 02/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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