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Andrew Tung Tran

U.s. Bancorp Advisors, LLC

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About Andrew Tung Tran

Andrew Tung Tran is a registered investment advisor representative with U.S. Bancorp Advisors, LLC. Andrew has been in the industry since 1999. Andrew is registered in multiple states and has worked with clients such as high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Andrew has experience in selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Prior to joining U.S. Bancorp Advisors, LLC, Andrew worked for H&R Block Financial Advisors, Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, and Waldron & Co., Inc.

Firm Information

Andrew Tran is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Tran’s Registration & Firm History

CA

07/25/2022 - Present

U.s. Bancorp Advisors, LLC (HUNTINGTON BEACH CA)

MI

10/31/2003 - 01/21/2005

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

NY

07/22/1999 - 11/26/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

09/21/1998 - 06/10/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

CA

11/05/1997 - 06/02/1998

WALDRON & CO., INC. (IRVINE CA)

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Licenses & Designations

IA

Issued 01/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 10/23/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Tung Tran.
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