Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Friedman is a financial professional who has been in the industry since 2010. Andrew holds multiple securities licenses including Series 7, Series 63, Series 50 and Series 79. Andrew is currently registered with Samco Capital Markets, Inc. and was previously registered with Southwest Securities, Inc. and RBC Capital Markets, LLC. Andrew is licensed to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/15/2015 - Present
Samco Capital Markets, Inc. (SAN ANTONIO TX)
TX
03/02/2012 - 02/13/2015
SOUTHWEST SECURITIES, INC. (SAN ANTONIO TX)
TX
06/21/2010 - 03/08/2012
RBC CAPITAL MARKETS, LLC (DALLAS TX)
BC
Issued 07/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/18/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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