Unclaimed
Andrew Keathley is a financial professional with over 27 years of experience in the industry. Andrew is currently registered with Virtu Americas LLC, a firm with its main office in New York, NY. Andrew's professional experience includes time with Virtu ITG LLC and ITG INC. Andrew holds a Series 24 (General Securities Principal Examination) and a Series 63 (Uniform Securities Agent State Law Examination) license. Andrew also holds other licenses and certifications, including Series 3 (National Commodity Futures Examination), Series 55 (Limited Representative-Equity Trader Exam), Series 7 (General Securities Representative Examination), Series 57TO (Securities Trader Exam), and SIE (Securities Industry Essentials Examination). Andrew is registered with the states of Alabama, Illinois, Kentucky, New Jersey, New York, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2019 - Present
Virtu Americas LLC (New York NY)
NY
08/24/2004 - 08/03/2020
VIRTU ITG LLC (NEW YORK NY)
NY
06/05/1995 - 07/18/2003
ITG INC. (NEW YORK NY)
BC
Issued 02/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/24/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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