Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Lind is a financial advisor who has been in the industry since 2019. Andrew is currently registered with Principal Advised Services. Andrew holds Series 7, 63 and 66 licenses. Andrew is also registered in 51 states and Washington D.C. as a securities broker and in 2 states as an investment advisor representative. Prior to joining Principal Advised Services, Andrew was a financial advisor at Wells Fargo Clearing Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
08/12/2024 - Present
Principal Advised Services (LEXINGTON NC)
NC
04/11/2019 - 03/02/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 09/23/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Andrew Lind is the right advisor for you? Invested Better is here to help.
