Unclaimed
Andrew Ahrens is a financial advisor with Cambridge Investment Research Advisors, Inc. based in Littleton, Colorado. Andrew has been in the financial industry since 1994 and has a wide range of experience in both investment and insurance services. Andrew is registered with FINRA and the State of Colorado. Andrew holds Series 6, 7, 26, 63, and 65 licenses and has been employed with Cambridge Investment Research since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
12/01/2008 - Present
Cambridge Investment Research Advisors, Inc. (Littleton CO)
CO
10/08/2008 - 11/10/2008
RMIN SECURITIES, INC. (DENVER CO)
CO
12/07/1998 - 09/30/2008
GWFS EQUITIES, INC. (DENVER CO)
DC
07/17/1996 - 11/05/1998
ICMA - RC SERVICES, INC. (WASHINGTON DC)
CO
09/27/1994 - 07/03/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
IA
Issued 11/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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