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Andrew Thomas Thorburn

TD Securities (usa) LLC

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About Andrew Thomas Thorburn

Andrew Thorburn is a financial professional with TD Securities (USA) LLC, a leading investment firm, specializing in providing investment banking and brokerage services. Andrew possesses a comprehensive understanding of the financial markets, having successfully completed several professional exams including the Series 7, Series 63, Series 79, and SIE. His experience and qualifications enable him to offer guidance and support to clients in navigating the complex world of investments. Andrew's expertise, along with his commitment to client satisfaction, makes him a valuable asset to TD Securities (USA) LLC.

Firm Information

Andrew Thorburn is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Thorburn’s Registration & Firm History

TX

07/25/2022 - Present

TD Securities (usa) LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 07/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Thomas Thorburn.
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