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Andrew Thomas Norton

John Hancock Investment Management LLC

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About Andrew Thomas Norton

Andrew Norton is a financial professional with over 20 years of experience in the industry. Andrew is currently registered as an Investment Advisor Representative with John Hancock Investment Management LLC, a company that provides investment management services. Andrew's previous experience includes positions with JOHN HANCOCK DISTRIBUTORS LLC, GUARDIAN INVESTOR SERVICES LLC, and MML INVESTORS SERVICES, INC. Andrew has a wide range of experience, having worked with clients such as individuals, investment companies, and corporations. Andrew is also registered to offer investment advice in a number of states.

Firm Information

Andrew Norton is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Norton’s Registration & Firm History

MA

11/08/2018 - Present

John Hancock Investment Management LLC (BOSTON MA)

MA

03/11/2019 - 12/04/2023

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

NY

03/18/2005 - 03/23/2007

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

NY

08/01/2002 - 03/08/2005

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

MA

02/12/2002 - 05/15/2002

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 07/18/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/21/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2018

Series 27 - Financial and Operations Principal Examination

BC

Issued 04/14/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2003

Series 7 - General Securities Representative Examination

BC

Issued 02/11/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Thomas Norton.
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