Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Grossman is an active investment advisor representative with Maxim Financial Advisors LLC. Andrew has been in the industry since September 1987. Andrew is registered with the Securities and Exchange Commission (SEC) and in 51 states and the District of Columbia. Andrew holds multiple licenses, including Series 7, 9, 10, 24, 63, 65, SIE and 99TO. Andrew has previously worked with Kensington Wells Incorporated, South Richmond Securities, Inc., Rickel & Associates, Inc., Royce Investment Group, Inc., and Investec Ernst & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
11/30/2021 - Present
Maxim Financial Advisors LLC (Woodbury NY)
NY
10/29/1999 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
10/24/1996 - 10/29/1999
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NA
01/30/1995 - 11/19/1996
KENSINGTON WELLS INCORPORATED
NY
12/23/1994 - 01/26/1995
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NA
09/22/1987 - 12/23/1994
SOUTH RICHMOND SECURITIES, INC.
IA
Issued 11/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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