Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Farago is a financial advisor with B. Riley Wealth Advisors, Inc. in Boca Raton, Florida. Andrew has been in the securities industry since 2006 and is registered with the state of Florida and New York. Andrew is an experienced financial advisor who provides investment and financial planning services to individuals, high-net-worth individuals, corporations, and other businesses. Andrew has also worked for several other firms including National Securities Corporation, NYLIFE Securities LLC, and Mediterranean Securities Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/10/2018 - Present
B. Riley Wealth Advisors, Inc. (BOCA RATON FL)
FL
06/08/2018 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
04/28/2014 - 01/08/2016
NYLIFE SECURITIES LLC (SUNRISE FL)
FL
07/02/2012 - 09/24/2012
MEDITERRANEAN SECURITIES GROUP, LLC (COCONUT CREEK FL)
NY
04/30/2012 - 06/27/2012
T3 TRADING GROUP, LLC (NEW YORK NY)
FL
10/12/2011 - 04/02/2012
DAVID LERNER ASSOCIATES, INC. (BOCA RATON FL)
NY
03/22/2011 - 03/25/2011
PROTRADE SECURITIES, LLC (CARMEL NY)
NY
08/03/2009 - 12/14/2009
KOYOTE TRADING LLC (NEW YORK NY)
NY
12/01/2008 - 10/08/2009
SCHOTTENFELD GROUP LLC (NEW YORK NY)
NY
04/04/2005 - 03/07/2007
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
NY
01/27/2004 - 07/27/2004
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NY
11/08/2002 - 02/24/2003
TEMPER OF THE TIMES INVESTOR SERVICES, INC. (HARRISON NY)
NY
02/22/1999 - 05/09/2002
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
03/24/1998 - 02/26/1999
ON-LINE INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
03/21/1997 - 03/04/1998
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
02/17/1995 - 05/17/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 06/18/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/19/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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