Unclaimed
Andrew Thomas Cook is a financial advisor who has been in the industry since 2015. Andrew is currently registered with Fidelity Brokerage Services LLC and holds Series 7, Series 63 and SIE licenses. Andrew is registered in 53 states and is active in the Broker-Dealer (BC) space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
11/09/2015 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 11/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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