Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Conroy has been in the securities industry since 2010. Andrew is currently registered with Franklin Distributors, LLC and holds the Series 7, Series 63, and SIE licenses. Andrew is a registered representative in 53 states, as well as the District of Columbia and Puerto Rico. Andrew previously worked at FRANKLIN/TEMPLETON DISTRIBUTORS, INC., BLACKROCK INVESTMENTS, LLC, SWISS RE CAPITAL MARKETS CORPORATION, and WACHOVIA CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/07/2021 - Present
Franklin Distributors, LLC (San Ramon CA)
NY
04/07/2021 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (NEW YORK NY)
NY
02/27/2015 - 04/08/2021
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
07/20/2007 - 01/04/2012
SWISS RE CAPITAL MARKETS CORPORATION (NEW YORK NY)
NC
03/20/2006 - 10/03/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 07/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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