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Andrew Thomas Christos

Capital Client Group, Inc.

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About Andrew Thomas Christos

Andrew Thomas Christos is a financial advisor with Capital Client Group, Inc. Andrew has been in the financial industry since 1996. He has a wide range of experience and expertise, including portfolio management, investment advice, and retirement planning. Andrew has a strong commitment to providing personalized financial advice to meet his clients' individual needs. He has a passion for helping people achieve their financial goals.

Firm Information

Andrew Christos is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Andrew Christos’s Registration & Firm History

CA

04/22/2014 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NY

11/03/2011 - 03/03/2014

REALTY CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

07/26/2010 - 10/26/2011

MESIROW FINANCIAL, INC. (NEW YORK NY)

MA

05/01/2010 - 07/23/2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

02/08/2005 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

PA

01/21/2004 - 02/10/2005

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

MA

01/01/2002 - 01/06/2004

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

CT

08/26/1999 - 01/01/2002

MANULIFE WOOD LOGAN, INC. (STAMFORD CT)

RI

02/16/1996 - 04/16/1999

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 09/24/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/1998

Series 7 - General Securities Representative Examination

BC

Issued 02/15/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Thomas Christos.
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