Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Themis is an investment advisor representative registered with HSBC Securities (USA) Inc. Andrew has been working in the financial industry since November 2009 and has a combined total of 44 years of experience. The advisor has a total of 5 approved state registrations for Investment Advisor Representative and 39 for Broker/Dealer. Andrew has passed the SIE, Series 7, and Series 66 exams. Andrew is currently registered with HSBC Securities (USA) Inc. in District of Columbia, Maryland, New Jersey, New Mexico, and Texas. The advisor has a previous registration with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Andrew has a total of 14 approved SRO registrations, 39 approved state registrations, and 5 approved IA state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/22/2014 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
10/19/2009 - 04/07/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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